I’m the Compliance Manager at IWIinvestor and I’m here to make sure IWIinvestor is conducting its business in full compliance with all national laws, rules, regulations and best practices set for the finance industry so we can run an investment advisory business.
My role is varied and includes dealing with the Financial Markets Authority, Privacy Commission, Financial Disputes Resolution Scheme, training, health and safety, and ensuring compliance standards are met for the company.
I spent numerous years in the banking industry, followed by health and safety positions before returning to the world of finance.
Originally my roots are Canadian but have been living in New Zealand for almost 30 years. I love the outdoors and as a family we have a passion for sea fishing, running and exploring the vast array of outdoor adventures that the Central Plateau and beyond has to offer.
Nicole Pask, Compliance Manager
B.A. Psych (Uni of Saskatchewan) PDipOSH (Massey Uni)